UOB Kay Hian

2022 - 12 - 28

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Image courtesy of "Nasdaq"

Singapore's UOB Kay Hian banned from IPO, RTO submissions on ... (Nasdaq)

Singapore's market regulator on Tuesday prohibited a brokerage firm backed by United Overseas Bank from undertaking new mandates as an issue manager or full ...

[[email protected]](mailto:[email protected]);)) (( 31, the regulator said.

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Image courtesy of "The Edge Singapore"

UOB Kay Hian banned by SGX RegCo from acting as issue ... (The Edge Singapore)

Market regulator Singapore Exchange Regulation (SGX RegCo) has banned UOB Kay Hian from undertaking new mandates to act as an issue manager or full sponsor ...

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SGX RegCo Takes Action Against UOB Kay Hian Private Limited (Exchange News Direct)

Singapore Exchange Regulation (SGX RegCo) refers to the Monetary Authority of Singapore (MAS) media release on 31 August 2022, where MAS imposed a $375000 ...

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Image courtesy of "The Straits Times"

SGX RegCo bars UOBKH from acting as issue manager, full ... (The Straits Times)

SINGAPORE - Singapore Exchange Regulation (SGX RegCo) has barred UOB Kay Hian (UOBKH) from undertaking new mandates to act as an issue manager or full ...

For UOBKH to reintroduce activities as a full sponsor, it will be subject to “certain requirements”. A review of SGX RegCo’s requirements will be subject to, among others, UOBKH satisfactorily addressing and fulfilling all of its recommendations, conditions and directions, it added. MAS on Aug 31 fined UOBKH $375,000 for business conduct compliance failures.

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Singapore Regulator Bans UOB-Kay Hian from Undertaking IPOs ... (marketscreener.com)

Copyright © 2022 Surperformance. All rights reserved. Stock quotes are provided by Factset, Morningstar and S&P Capital IQ ...

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Singapore Shares End Marginally in Green; UOB-Kay Hian Drops 4 ... (marketscreener.com)

Copyright © 2022 Surperformance. All rights reserved. Stock quotes are provided by Factset, Morningstar and S&P Capital IQ ...

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Image courtesy of "The Edge Singapore"

UOB Kay Hian banned by SGX RegCo from acting as issue ... (The Edge Singapore)

Market regulator Singapore Exchange Regulation (SGX RegCo) has banned UOB Kay Hian from undertaking new mandates to act as an issue manager or full sponsor ...

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Image courtesy of "The Business Times"

UOBKH's ban from IPO, RTO sponsor activities significant but ... (The Business Times)

UOB Kay Hian's (UOBKH) ban from new issue and sponsor activities is a significant one, but comes as no surprise to market watchers polled by The Business ...

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Image courtesy of "The Business Times"

UOB Kay Hian's ban from IPO, RTO sponsor activities significant but ... (The Business Times)

UOB Kay Hian's (UOBKH) ban from new issue and sponsor activities is a significant one, but comes as no surprise to market watchers polled by The Business ...

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Image courtesy of "The Edge Singapore"

UOB Kay Hian prevented by SGX RegCo from acting as issue ... (The Edge Singapore)

Market regulator Singapore Exchange Regulation (SGX RegCo) has banned UOB Kay Hian from undertaking new mandates to act as an issue manager or full sponsor ...

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